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Comments of the Rehabilitation Engineering Research Center on Telecommunications Access to the Federal Communications Commission in the Matter of Broadband Accessibility for People with Disabilities - Workshop II: Barriers, Opportunities, and Policy Recommendations

Filed on October 6, 2009 by Judith E. Harkins and Gregg C. Vanderheiden, Co-Principal Investigators, RERC on Telecommunications Access and Karen Peltz Strauss, KPS Consulting.

Please cite this document as follows:

Harkins, J.E., Vanderheiden, G.C., & Strauss, K.P. (Oct. 6, 2009). Comments of the Rehabilitation Engineering Research Center on Telecommunications Access, In the Matter of Broadband Accessibility for People with Disabilities - Workshop II, Barriers, Opportunities, and Policy Recommendations, GN Docket Nos. 09-47, 09-51 and 09-137. (Available at http://fjallfoss.fcc.gov/prod/ecfs/retrieve.cgi?native_or_pdf=pdf&id_document=7020040909)

SUMMARY

The Rehabilitation Engineering Research Center on Telecommunications Access submits these comments in response to the Federal Communications Commission's request for additional information on access to broadband by people with disabilities.  These comments primarily focus on the need for the National Broadband Plan to propose actions that will safeguard the ability of all Americans with disabilities to access broadband technologies.  While lack of sufficient market influence by this community means that many of these actions will have to be legislative or regulatory, additional outreach and research will also be needed to expand adoption and use of these services within this population.  The RERC also encourages the support of a national effort to build access accommodations directly into the nation's infrastructure  - through a new National Public Inclusive Infrastructure - so that basic access is available to everyone, regardless of socioeconomic status.

TABLE OF CONTENTS

Introduction

The Rehabilitation Engineering Research Center on Telecommunications Access (RERC-TA) submits these comments in response to the Federal Communications Commission's (FCC or Commission) Public Notice seeking additional information about providing broadband access to people with disabilities.1  The RERC-TA is a joint project of Gallaudet University and the Trace Center of the University of Wisconsin, Madison, funded by the National Institute on Disability and Rehabilitation Research of the U.S. Department of Education.  The RERC-TA previously submitted comments in response to numerous FCC proceedings on broadband-related issues, including comments submitted on the National Broadband Plan (NBP) on July 21, 2009.   In the comments submitted herein, the RERC-TA will summarize some of the points made earlier in answer to the specific questions raised in the Public Notice, and focus primarily on the policy issues raised by that Notice.  These comments only contain answers to questions on which the RERC-TA can offer some level of expertise; other questions are simply omitted from these comments.

1. Accessibility and Affordability Barriers Faced by People with Disabilities.

Question: What are the biggest concerns relating to the accessibility of broadband for people with disabilities?

Response: The following are the most significant barriers (in addition to problems of availability and affordability) confronted by people with disabilities when accessing broadband capabilities:

Question: Is affordability a major concern?

Response: Yes.  Despite remaining access issues noted above, broadband has become the basic pipeline for communications for many people with disabilities but monthly costs are far higher than plain old telephone service has been.  The income level of people with disabilities overall is lower than that of the general population.  Adaptive hardware and software needed to access IP-based equipment and content are often very expensive and can create an additional barrier to broadband access for people with disabilities who have low incomes.  Affordability of assistive technology is probably the biggest concern for people who are deaf-blind.  The Deaf-Blind Communicator, for example, can cost up to $8000.

Question: How often do people with hearing disabilities find that material that they would like to access on the web is uncaptioned?

Response: Although some video programming distributed by larger programming distributors (e.g., Hulu, CNET) is captioned, the vast majority of IP-based programming remains uncaptioned, even when it is repeat programming that previously was shown with captions on traditional television.

Question: How much is video description used on the web?

Response: Video description is virtually absent from the web.

Question: Are state equipment distribution programs providing support for Internet Protocol (IP)-based equipment or assistive technologies used by people who are deaf or have hearing disabilities, people with vision disabilities, or people who are deaf blind?

Response: Existing state equipment distributions vary widely in terms of the type of equipment that they distribute and the eligibility requirements that they impose on their residents.  Because many states do not collect funding from IP-based voice communication service providers, they typically do not distribute specialized customer premises equipment needed by people with disabilities to access the Internet.  Rather, generally states that have these programs continue to distribute older forms of technology that are tied to the public switched telephone network, despite the increasing reliance of their state residents on IP-based technologies.  In some cases, this is because state law requires that the distributed equipment be able to link to 9-1-1 - yet text access to 9-1-1 via IP is practically nonexistent.  With respect to equipment for people who are deaf-blind, while most state programs do provide at least some equipment, not all are familiar with the needs of deaf-blind people, or are knowledgeable about the equipment that needs to be distributed to this population - again, this varies considerably from state to state.

Questions: How many more low-income people who are deaf and have other hearing disabilities would have access to broadband services if they were able to use Universal Service Funds to pay for these services as a means to have access to telephone services?  How many more people with vision disabilities would have access to broadband if public funds were used to subsidize the specialized equipment used by people with vision disabilities? Given the fact that assistive technologies used by people who are deaf-blind cost approximately $5000 to $10,000, how many more people who are deaf-blind would have access to broadband if the assistive technologies for the deaf blind were subsidized with public funds?

Response: While the exact number of low income individuals who would benefit from universal service subsidies for broadband-based telephone services is difficult to predict, with over 30 million Americans who have hearing loss, 10 million who have vision disabilities, and an additional several hundred thousand who are deaf-blind, it is estimated that even if a fraction of these individuals who are both low income and in need of IP-based communications services received such subsidies, millions of Americans would benefit.  The percentage of such individuals will be even higher among older Americans who are less likely to be employed and more likely to have hearing and/or vision loss.  Additionally, because the incidence of unemployment is so high within the deaf-blind community, it is estimated that as much as 70 to 80 percent of that population would be able to use this technology if it were made more available and affordable.

Question: In general, is the marketplace more responsive or less responsive to accessibility concerns than in the past? 

Response: While there may be a greater awareness of the needs of people with disabilities in our society, it remains difficult for the disability community to exert sufficient market pressure to get technology companies - who are trying to make their products and services most appealing for specific segments of the mass public - to devote the time and resources necessary to produce accessible products and services for disability populations.

Question: Will more outreach to those in this community help spur broadband use?  If so, are there some effective mechanisms or networks to do so?

Response: Yes.  Various types of outreach and education are necessary, as follows:

Question: Could people who are deaf-blind benefit from IP-based TRS?

Response: According to the American Association of the Deaf-Blind, much depends on the vision and hearing loss and communication style of the individual.  There are various possible scenarios:

A key consideration in the provision of TRS for people who are deaf-blind is that Braille TTY is still a primary technology for deaf-blind persons, but this means that these individuals are now cut off from sighted deaf friends and family who have abandoned  TTYs and the public switched telephone network.  Moreover, as noted above, current FCC policy may prevent using two types of relay service on a single call.  This underscores the need to have deaf-blind people on the same IP network as deaf community members.

2. Furthering National Purposes and People with Disabilities2

The following is a summary of some of the extraordinary benefits of broadband services for people with disabilities: 

3.  Policy Solutions and Recommendations3

a.  Additional Legislative and Regulatory Action Relating to the Accessibility and Universal Service Provisions in the Communications Act.

Question: What additional legislative and regulatory action is needed to address accessibility and affordability challenges?

Response: Laws are needed to ensure that as broadband technologies march forward, people with disabilities are not left behind.  These laws can focus on the following:

Question: Should Congress require that the same kinds of accessibility regulations that have applied to telecommunications and media in the past be applied to broadband?

Response: Yes.  Although a number of accessibility laws were enacted in the 1980s and 1990s to require access to television and telephones (e.g., for closed captioning, hearing aid compatibility, relay services and general access to equipment and services) these laws generally apply to technologies that are rapidly being replaced or supplemented by broadband-based technologies.  To ensure that people with disabilities are not afforded second-class status as our nation migrates to the next generation of electronic communications (a process that is nearly completed), new legislative requirements continuing these disability protections are needed.  Moreover, the need to safeguard the ability of this population to access Internet-based and digital technologies will intensify in the coming years, as the nation's growing senior citizen population increases the number of Americans with vision, hearing, cognitive and mobility disabilities.  Most importantly, it is critical for accessible design to be incorporated into these new technologies early on, when the cost and effort associated with doing so remains small, rather than later, when expensive retrofitting would be required.  Fortunately, digital and Internet-based technologies depend largely on software, making this more affordable than ever before.  In addition, various technological advances, including increased processing power, memory capacity, disk storage and longer battery lives, can facilitate accessibility in new generations of products where this once was not feasible.

Question: How successful have the regulations promulgated under Section 255 of the Communications Act and the Hearing Aid Compatibility (HAC) Act been in achieving accessibility to telecommunications equipment and services?

Response: Section 255.   Implementation of Section 255 has been ineffective and inadequate.  The lack of outreach to the covered community about their rights under this law, coupled with a lack of effective implementation and enforcement by the FCC, has allowed companies to routinely build telecommunications products and services that are not accessible even though some accessibility features are not difficult to implement.  Part of the problem stems from the complaint process used at the FCC, which generally relies on informal complaints to police compliance.  Little effort has been made to actively monitor the behaviors of companies and even when consumers do file Section 255 complaints, their issues are largely ignored - for example, nearly 30 informal complaints were brought by blind consumers over two years ago to obtain accessible cell phones; none of these were resolved.  Alternatively, informal section 255 complaints are resolved by satisfying the immediacy of the problem, such as getting a company to return a deposit or getting an extension of a deadline to return a phone.  Such quick fixes do not rectify the underlying problem by, for example, requiring that a product be made accessible. 

Response: Hearing Aid Compatibility.  Current rules on HAC for wireline phones were developed through a highly successful negotiated rulemaking process conducted in the 1990s, while HAC rules for wireless phones were developed through an industry-consumer consensus process that also proved to be very effective a decade later.  It is gratifying to be able to report that all wireline phones (and nearly all cordless phones) are now HAC, and that consumers with hearing loss are now in a far better position to find HAC wireless phones than they were before the FCC promulgated its current HAC rules.  However, it took from 1973 - when a small consumer group called the Organization for Use of the Telephone first began the movement to restore hearing aid compatibility to landline handsets - until 1996, when FCC promulgated its final wireline HAC rules, for all such handsets to become accessible to hearing aid users.   Moreover, for the ten year period after digital wireless technologies were first rolled out to the American public (beginning in the mid-1990s), these phones remained largely inaccessible to people who use hearing aids or cochlear implants.  This put these individuals at a severe disadvantage, forcing them to rely on more expensive and less efficient analog wireless plans long after most of the public had switched to sleek digital services.  In order to ensure that individuals who use hearing aids and cochlear implants are not left out again, it is critical for the FCC to use its ancillary jurisdiction to carry over the protections now afforded under existing HAC laws to handsets used with broadband communication technologies.

Question: Are there any differences between telecommunications and broadband accessibility which may affect whether regulation is effective and efficient? 

Response: For either industry, the disability community is unlikely to be able to exert the market pressure necessary to obtain accessible products and services without regulation.  In order for all companies to be treated equally, regulation needs to be applied evenly across both industries.

Question: How successful have the captioning regulations been?

Response: The captioning regulations have been very successful to the extent that they now apply to nearly all televised programming.  However, a petition filed with the FCC in 2004 by several consumer groups, seeking standards of quality, real time captioning for all local news programs, and various other improvements to these rules has yet to be decided by the Commission.  In addition, hundreds of petitions seeking exemptions from the captioning rules remain outstanding.

Question: To what extent should captioning requirements be applied to Internet content, including user-generated content?

Response: Over the past few years, web-based video programming has expanded at an astonishing rate.  Unfortunately, the vast majority of video programming posted on the Internet is not captioned, and we are seeing history repeat itself:  a new technology arrives and people with disabilities are left out.  At a minimum, captions should be required on the following: 

Captioning of IP-based video programming is technically feasible, as demonstrated by various websites that already offer this form of access.  The FCC can play a role in helping industry to develop an industry-wide standard, so that there can be consistency across various authoring systems and platforms, and a common data format for content providers to use in adding captions to web-based material, similar to the standard for line 21 (CEA-608) for analog transmissions and DTVCC (CEA-708) for digital transmissions.

Question: To what devices should closed captioning decoder and video description capability requirements be applied?

Response: The Decoder Circuitry Act of 1990 (Decoder Act)4 requires television receivers with screens measuring at least 13 inches to have built-in decoder circuitry designed to receive and display closed captions.  In addition, FCC rules require captioning capability on computers equipped with television circuitry that are sold together with monitors that have viewable pictures measuring at least thirteen inches in diameter to display captions, digital television sets with screens measuring 7.8 inches vertically, and stand-alone DTV tuners and set top boxes, regardless of the screen size of the monitors with which they are sold.  However, despite the fact that the Decoder Act also requires the FCC to ensure that closed captioning services continue to be available to consumers as new video technology is developed, it does not specifically require smaller video programming devices to be able to display closed captions.  What this means is that while the rest of the American public is able to watch television and Internet-based video programs on their PDAs, computers, MP3 players, and even cell phones, people who rely on captions are - with only a few exceptions as provided by certain companies that are voluntarily offering this form of access5 - unable to do the same.  Consumers with hearing loss want the same access to modern electronic devices that show video programming as their hearing peers.  This is not only important for entertainment purposes; it is also critical for emergency responsiveness.

Question: To what extent can Emergency Alert System (EAS) requirements be applied to Internet content?

Response: While there may be some limits in pushing the content of emergency alerts to different Internet devices, to the extent these messages can be pushed through, they can and should be sent, received and provided to end users in completely accessible forms that include visual, auditory and text formats.

Question: What reforms should be made to the Interstate TRS Fund, particularly as it relates to the funding of Video Relay Service (VRS)?

Response: Insofar as IP-based service providers benefit substantially from the use of their services by IP-based text and video relay users, it would be fair for these providers to also have to contribute to the funding support of IP-based relay services. 

Question: Should IP-based TRS be used to provide "functionally equivalent" telephone services to people who are deaf-blind and people who have communication disabilities such as autism? Would Section 225 have to be amended to do so?

Response: The goal of the Americans with Disabilities Act is to ensure that all Americans have the communications access necessary to allow them to be productive and independent citizens.  To the extent that the FCC has open proceedings on the provision of relay services to populations that have still not been served by these services, it should complete these proceedings after receiving feedback from the affected communities.   The RERC-TA does not believe that a legislative amendment is necessary to issue regulations that will ensure telecommunications access for people with various disabilities.

Question: Should the Commission consider funding VRS equipment through a separate mechanism? Is there a mechanism in which the federal government could partner with state equipment distribution programs to ensure that there was a comprehensive broadband assistive technologies program in each state?

Response: A federal-state partnership program that distributes IP equipment - i.e., a program that is separate from telecommunications relay service compensation - for individuals otherwise unable to afford such equipment would help enable the acquisition of IP-based equipment by many individuals who are presently unable to afford such equipment.  More than 25 years ago, in the Telecommunications for the Disabled Act of 1982 (TDA), Congress spoke to the importance of ensuring that people with disabilities have the communication tools they need to effectively use communication services.6  At that time, Congress authorized the continued subsidization of telephone equipment with telephone service revenues, noting that if this population lost telecommunications access because this equipment became unaffordable for them, the costs to society would be much greater than the costs of continuing to subsidize specialized products.  Recognizing the limitations of the competitive market as a means for driving disability access, Congress went on to rely on the Communication Act's universal service obligation for allowing the continued subsidization of such specialized equipment:

Disabled persons who are unable to afford the full costs of [specialized] equipment will lose access to telephone service.  This would disserve the statutory goal of universal service [and] deprive many individuals of the opportunity to have gainful employment . . . . The costs of such lost access, including impairment of the quality of life for disabled Americans, far exceed the costs of maintaining service that the current system allows telephone companies to include in their general revenue requirements.7

Question: Could universal service funds be used to supplement state funds for broadband assistive technologies?  Under what circumstances should people with disabilities be eligible for universal service funds?

Response: The RERC-TA does believe that universal service funds could be used to supplement state funds for broadband assistive technologies, through a new, federal-state equipment distribution program that could be overseen by the FCC.  Eligibility for such equipment could be based on income and need, as determined through a rulemaking proceeding.

b.  Other Legislative and Regulatory Action

Question: What actions are necessary to promote open standards and interoperability between broadband technologies and assistive technologies?

Response: Interoperability between mainstream technologies for text and video formats has not happened without mandated support.  Indeed, market forces alone have proven ineffective to achieve such interoperability and without legal mandates, interoperability between broadband technologies and assistive technologies is also not likely to occur.  Such mandates must include specific standards that will, at a minimum, enable assistive technologies to be usable with broadband technologies for individuals that must rely on these technologies for access.

Question: What additional action should other agencies take relating to the implementation and enforcement of current laws?

Response: Section 508 of the Rehabilitation Act requires all federal agencies to procure and maintain electronic, telecommunications, and information technologies that are accessible to federal employees and members of the general public.  Yet because this statute is rarely enforced, and dependent on employees risking their employment status by complaining,  federal agencies routinely produce websites, videos, and electronic informational materials that are not accessible to people with disabilities.  As part of its National Broadband Plan, the federal government should devise a means of significantly improving implementation and enforcement of Section 508 to the extent is requires accessible broadband technologies, within all federal agencies.  To this end, consideration should be given to conducting an ongoing and open assessment of federal agency actions, which is made publicly available and updated regularly, to allow open monitoring of how each agency is doing with respect to its Section 508 obligations.  This would serve two functions.  First, it would allow agencies to know where they stand with respect to other agencies, and provide incentives to imitate other agencies that might be excelling in particular areas.  Second, it would allow the public to have access to information at any time about the extent to which a particular agency is complying with its accessibility obligations.  Consistent with this approach, members of the disability community should have an opportunity to evaluate products and services used with broadband services that are being considered for procurement by federal agencies.  If members of the public were permitted to analyze the accessibility of particular IP products and services, they would be able to lend their expertise in a way that would benefit both agencies and the consuming public.

Question: What legal and regulatory actions are needed to implement an "overarching accessibility principle"?

Response: The Telecommunications for the Disabled Act set as federal policy the goal of ensuring communications access for all Americans with disabilities.  When Congress addressed this matter in 1982, it unequivocally stated:

Persons with normal hearing may be unable fully to appreciate the pervasiveness of the telephone both in commercial transactions and personal contacts.  The inability to use this instrument, except through an interpreter, is not only a practical disability but a constant source of dependency and personal frustration.  Conversely, the ability independently to use the telephone may enable persons with other severe handicaps . . . to lead self-sufficient lives in regular contact with society.  The Committee believes that making the benefits of the technological revolution in telecommunications available to all Americans, including those with disabilities, should be a priority of our national telecommunications policy.8

While bold in its intent at the time it was proclaimed, many in both government and industry have forgotten this call for full accessibility.  It is critical that the National Broadband Plan reiterate this priority with clarity and purpose, recognizing that accessibility is more easily and effectively incorporated during early design stages.  Retrofitting products and services that are already deployed can be burdensome and expensive.  To this end, the NBP should establish the following as basic objectives:

c. Non-regulatory Actions

Question: What non-regulatory actions should the FCC take to promote the accessibility and affordability of broadband for people with disabilities?

Response: There are various steps that the FCC can do to promote the accessibility and affordability of broadband for people with disabilities.  First, the FCC can engage in outreach to educate this population about the many benefits that broadband has to offer these individuals.  Included in such materials should be information about the various nondiscrimination laws, such as Sections 225, 255, and 508, that provide individuals with rights to access broadband and/or telecommunications services.  Second, the FCC should create a clearinghouse of information on the availability of accessible products and services and accessibility solutions pertaining to broadband services and equipment.  Such clearinghouse could be created in consultation with the Architectural and Transportation Barriers Compliance Board, the National Telecommunications and Information Administration, trade associations, and organizations representing individuals with disabilities.  It should be made publicly available on the Commission's website and by other means, and should include an annually updated list of products and services with access features.

The FCC should be provided with funding and authority to conduct research to better assess the extent to which people with disabilities have adopted and are using broadband by looking at:

Question: Are there some broadband accessibility issues that may be better addressed in an interagency forum?

Response: Yes.  It would be useful to have interagency forums for the following:

Question: When might it be appropriate for the Commission to facilitate consumer-industry agreements or participate in consumer-industry standards forums? Please provide more information about roles industry and industry consortia and other national and international industry/consumer/government consortia and standards setting groups can play and how effective these efforts are.

Response: Industry-consumer forums and consortia have been effective in the past, but are even more effective when there is FCC oversight.  Some past examples that were successful include:

There are a number of future areas where consumer-industry efforts would be appropriate:  These include, but are not limited to:

Question: Should the Commission make more information available to the public about the complaints it receives related to broadband accessibility? 

Response: Yes.  As part of open government, the Commission should reveal information about all accessibility complaints submitted as well as resolutions achieved, to the fullest extent permitted by law.  In addition, the Commission needs to consider that while the overall population of people with disabilities is large (e.g., counting all people who have some degree of hearing loss), people experiencing individual disability barriers (e.g., people who are deaf-blind) is small.  There should be a weighting system for complaints based on the proportion of the overall population represented, so that problems of people with disabilities do not continue to be washed out by the much larger number of complaints received by the general population on other matters.

Question: What non-regulatory actions are needed by other federal, state, local, and tribal agencies to promote accessibility to broadband by people with disabilities?

Response: All governmental agencies should take the following steps:

Conclusion

It is critical for the FCC to make recommendations in the National Broadband Plan that address the broadband needs of all Americans with disabilities - including those of us who are part of our rapidly aging population.  The above proposals offer considerable guidance to ensure that these individuals can effectively use broadband services and equipment to communicate, live independently and be productive.

Respectfully Submitted,

Judith E. Harkins, Co-Principal Investigator      
Gregg C. Vanderheiden, Co-Principal Investigator
RERC on Telecommunications Access
c/o Gallaudet University
800 Florida Avenue, NE
Washington, DC 20002

and

Trace Center
University of Wisconsin-Madison
2107 Engineering Centers Bldg.
1550 Engineering Dr.
Madison, WI 53706
(608) 262-6966

Of counsel:      

Karen Peltz Strauss
KPS Consulting
3508 Albemarle Street, NW
Washington, DC  20008
202-363-1263

October 6, 2009


[1] Comment Sought on Broadband Accessibility for People with Disabilities, Workshop II:  Barriers, Opportunities, and Policy Recommendations, NBP Public Notice #4, DA 09-2080, GN Docket Nos. 09-47, 09-51, 09-137 (September 18, 2009) ("Public Notice").

[2] Note that this is Section 3 of the Public Notice.

[3] Note that this is Section 5 of the Public Notice.

[4] 47 U.S.C. §§303(u); 330(b).

[5] For example, Apple's iPod, iTouch and iPhone can each display closed captions.

[6] P.L. 97-410, 94 Stat. 2043 (1982), codified as amended at 47 U.S.C. §610 (1988).

[7] H. Rep. No. 888, 97th Cong., 2d Sess. 3-4 (1982) (TDA 1982 House Report).

[8] TDA 1982 House Report at 4-5.

[9] See comments submitted in response to this Public Notice by the Rehabilitation Engineering Research Center on Universal and Information Technology Access for more detail on this proposed infrastructure.